MiFID: history and evolution of investor protection regulation and analysis of its application in Banca Generali
Serpente, Simone (A.A. 2022/2023) MiFID: history and evolution of investor protection regulation and analysis of its application in Banca Generali. Tesi di Laurea in Cases in business law, Luiss Guido Carli, relatore Riccardo La Cognata, pp. 124. [Master's Degree Thesis]
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Abstract/Index
Pre-introduction finanzial-historical background of the legislation. Dot.com bubble. Market consequences of 11/09/2001. Enron collapse. 2007-2008 sub-prime mortgage collapse and great recession 2009. Year 2008: Bernard Madoff and the Biggest Ponzi Scheme in history. MiFID regulation: comprehension through practical application in Banca Generali. Definition. The legislative development rationale. The evaluation and review process. Investment advisory services. The importance of regulation from the perspective of the capital markets union and the green paper of september 30, 2015. MiFID regulation objectives. Differences between ISD and MiFID. The organization of markets in the light of legislation. Example of enforcement in customer relations in Banca Generali. Product governance and target market: application in Banca Generali. Cost and charge disclosure: application in Banca Generali. Adequacy, appropriateness, and mere execution of orders: application in Banca Generali. Financial instruments valuation: application in Banca Generali. Professional clients, retail clients and eligible counterparties: introduction. The organizational requirements of intermediaries. Focus classification, customer management and sustainability at Banca Generali. Banca Generali focus on customer classification and management. Sustainability in the adequacy assessment. MiFID in the current context and possible future evolution. Current economic and financial context. MiFID III.
References
Bibliografia: p. 113. Sitografia: p. 114.
| Thesis Type: | Master's Degree Thesis |
|---|---|
| Institution: | Luiss Guido Carli |
| Degree Program: | Master's Degree Programs > Master's Degree program in Corporate Finance, English language (LM-77) |
| Chair: | Cases in business law |
| Thesis Supervisor: | La Cognata, Riccardo |
| Thesis Co-Supervisor: | Sacco Ginevri, Andrea |
| Academic Year: | 2022/2023 |
| Session: | Summer |
| Deposited by: | Alessandro Perfetti |
| Date Deposited: | 16 Jan 2024 09:33 |
| Last Modified: | 16 Jan 2024 09:33 |
| URI: | https://tesi.luiss.it/id/eprint/37552 |
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