Retail investment strategies and product governance: enhancing investor protection and supporting the capital markets union
Cordoni, Emanuele (A.A. 2023/2024) Retail investment strategies and product governance: enhancing investor protection and supporting the capital markets union. Tesi di Laurea in Market law and regulation, Luiss Guido Carli, relatore Paola Lucantoni, pp. 117. [Master's Degree Thesis]
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Abstract/Index
Product governance under MiFID II. Origins and historical development of MiFID II. The product governance regime. Objectives of product governance. Regulatory framework. Evidence from the past. Regulatory compliance and RegTech. Challenges in implementation. Retail investment strategies and product governance. Retail investment strategies. Impact on financial markets. Regulatory aspects for retail investors protection. Financial literacy and retail investment strategies: a quantitative approach. The CMU and product governance. Historical development of the CMU. Interactions between product governance and the CMU. The future of the CMU.
References
Bibliografia: pp. 109-117.
| Thesis Type: | Master's Degree Thesis |
|---|---|
| Institution: | Luiss Guido Carli |
| Degree Program: | Master's Degree Programs > Master's Degree Program in Economics and Finance (LM-56) |
| Chair: | Market law and regulation |
| Thesis Supervisor: | Lucantoni, Paola |
| Thesis Co-Supervisor: | Pellegrini, Mirella |
| Academic Year: | 2023/2024 |
| Session: | Autumn |
| Deposited by: | Alessandro Perfetti |
| Date Deposited: | 22 May 2025 13:23 |
| Last Modified: | 22 May 2025 13:23 |
| URI: | https://tesi.luiss.it/id/eprint/42212 |
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