MiFID 2.: how the financial advisory industry will be affected by the new regulatory scheme

Conti, Tommaso (A.A. 2017/2018) MiFID 2.: how the financial advisory industry will be affected by the new regulatory scheme. Tesi di Laurea in Market law and regulation, Luiss Guido Carli, relatore Paola Lucantoni, pp. 122. [Master's Degree Thesis]

Full text for this thesis not available from the repository.

Abstract/Index

Historical evolution of regulatory framework. From investment services directive (ISD) to markets in financial instruments directive (MiFID). The MiFID framework: rules of conduct. Regulatory legislation. MiFID II: main implications on financial advisory. Equivalent product analysis: a case study on a large Italian bank.

References

Bibliografia: pp. 103-109.

Thesis Type: Master's Degree Thesis
Institution: Luiss Guido Carli
Degree Program: Master's Degree Programs > Master's Degree Program in Economics and Finance (LM-56)
Chair: Market law and regulation
Thesis Supervisor: Lucantoni, Paola
Thesis Co-Supervisor: Pellegrini, Mirella
Academic Year: 2017/2018
Session: Extraordinary
Deposited by: Alessandro Perfetti
Date Deposited: 01 Aug 2019 12:57
Last Modified: 01 Aug 2019 12:57
URI: https://tesi.luiss.it/id/eprint/24332

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