MiFID 2.: how the financial advisory industry will be affected by the new regulatory scheme
Conti, Tommaso (A.A. 2017/2018) MiFID 2.: how the financial advisory industry will be affected by the new regulatory scheme. Tesi di Laurea in Market law and regulation, Luiss Guido Carli, relatore Paola Lucantoni, pp. 122. [Master's Degree Thesis]
Full text for this thesis not available from the repository.
Abstract/Index
Historical evolution of regulatory framework. From investment services directive (ISD) to markets in financial instruments directive (MiFID). The MiFID framework: rules of conduct. Regulatory legislation. MiFID II: main implications on financial advisory. Equivalent product analysis: a case study on a large Italian bank.
References
Bibliografia: pp. 103-109.
| Thesis Type: | Master's Degree Thesis | 
|---|---|
| Institution: | Luiss Guido Carli | 
| Degree Program: | Master's Degree Programs > Master's Degree Program in Economics and Finance (LM-56) | 
| Chair: | Market law and regulation | 
| Thesis Supervisor: | Lucantoni, Paola | 
| Thesis Co-Supervisor: | Pellegrini, Mirella | 
| Academic Year: | 2017/2018 | 
| Session: | Extraordinary | 
| Deposited by: | Alessandro Perfetti | 
| Date Deposited: | 01 Aug 2019 12:57 | 
| Last Modified: | 01 Aug 2019 12:57 | 
| URI: | https://tesi.luiss.it/id/eprint/24332 | 
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